Michael Todd Clements
Professional Summary
Michael Todd Clements was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1988 - 2016. Michael had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 55, Series 7, Series 14, Series 8 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
BELLAMAH, NEUHAUSER & BARRETT, INC. | INTERCOASTAL CAPITAL MARKETS, INC. (ICM) | INTERCOASTAL CAPITAL MARKETS, INC.
Contact Information
Main Address
200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432Mailing Address
200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432Phone Number
(561) 939-8282Established
District of Columbia since 07/26/1960Firm Type
CorporationFiscal Year End
MayFirm Size
SmallFINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
9Arbitration
2Bond
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed May 2007About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 2000Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1997Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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