BC
Brandon R. Cuellar
CAPITAL CLIENT GROUP
Austin , TX
Some features on this profile are disabled
CRD#: 4943777
BC
Professional summary
Brandon Ross Cuellar, CIMA®, who also goes by Brandon R Cuellar, Brandon Cuellar, is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in Austin , Texas.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Brandon has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon R Cuellar | Brandon Cuellar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Ross Cuellar's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brandon Ross Cuellar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 23, 2024 - Present
CAPITAL CLIENT GROUP, INC.
Office #2: 3500 Wiseman Blvd, San Antonio, TX 78251-4321RIA
BD
CRD#: 6247
Austin , TX
Current
October 23, 2024 - Present
CAPITAL CLIENT GROUP, INC.
Office #2: 3500 Wiseman Blvd, San Antonio, TX 78251-4321RIA
BD
CRD#: 6247
Austin , TX
Past
October 2, 2019 - October 14, 2024
T. ROWE PRICE ASSOCIATES, INC.
RIA
CRD#: 105496
Austin, TX
Past
June 14, 2017 - October 14, 2024
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
COLORADO SPRINGS, CO
Past
August 2, 2010 - May 23, 2017
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
WESTLAKE, TX
Past
June 25, 2009 - July 6, 2010
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SILVER CITY, NM
Past
June 19, 2009 - July 6, 2010
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SILVER CITY, NM
Past
April 24, 2007 - June 12, 2009
EDWARD JONES
RIA
CRD#: 250
HOBBS, NM
Past
April 9, 2007 - June 12, 2009
EDWARD JONES
BD
CRD#: 250
HOBBS, NM
Past
August 1, 2006 - January 5, 2007
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
LAS CRUCES, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/23/2024)
RR
Alaska(6/26/2025)
RR
Arizona(10/23/2024)
RR
Arkansas(10/23/2024)
RR
California(10/23/2024)
RR
Colorado(10/23/2024)
RR
Connecticut(10/23/2024)
RR
Delaware(10/23/2024)
RR
District of Columbia(10/23/2024)
RR
Florida(10/23/2024)
RR
Georgia(10/23/2024)
RR
Hawaii(10/23/2024)
RR
Idaho(10/23/2024)
RR
Illinois(10/23/2024)
RR
Indiana(10/23/2024)
RR
Iowa(10/23/2024)
RR
Kansas(10/23/2024)
RR
Kentucky(10/23/2024)
RR
Louisiana(10/23/2024)
RR
Maine(10/23/2024)
RR
Maryland(10/23/2024)
RR
Massachusetts(10/23/2024)
RR
Michigan(10/23/2024)
RR
Minnesota(10/23/2024)
RR
Mississippi(10/23/2024)
RR
Missouri(10/23/2024)
RR
Montana(10/23/2024)
RR
Nebraska(10/23/2024)
RR
Nevada(10/23/2024)
RR
New Hampshire(10/23/2024)
RR
New Jersey(10/23/2024)
RR
New Mexico(10/23/2024)
RR
New York(10/23/2024)
RR
North Carolina(10/23/2024)
RR
North Dakota(10/23/2024)
RR
Ohio(10/23/2024)
RR
Oklahoma(10/23/2024)
RR
Oregon(10/23/2024)
RR
Pennsylvania(10/23/2024)
RR
Rhode Island(10/23/2024)
RR
South Carolina(10/23/2024)
RR
South Dakota(10/23/2024)
RR
Tennessee(10/23/2024)
RR
Texas(10/23/2024)
IAR
Texas(10/23/2024)
RR
Utah(10/23/2024)
RR
Vermont(10/23/2024)
RR
Virginia(10/23/2024)
RR
Washington(10/23/2024)
RR
West Virginia(10/23/2024)
RR
Wisconsin(10/23/2024)
RR
Wyoming(10/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
333 S. Hope St. 55th Fl. 55th Floor, Los Angeles, CA 90071-1406
Mailing Address
333 S. Hope St. 55th Fl., Los Angeles, CA 90071
Phone number
(213) 486-9200
Established
California since 05/09/1972
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees
911
SEC notice filing (15 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
