SK
Shamez M. Kassam
Some features on this profile are disabled
CRD#: 4943514
SK
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shamez Mansur Kassam was a registered financial professional .
Shamez is a previously registered financial professional and started their career in finance in 2005. Shamez had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NORTHFRONT FINANCIAL INC IS A PORTFOLIO MANAGEMENT COMPANY, AND THE SISTER COMPANY OF NORTHFRONT FINANCIAL USA INC. THE BUSINESS IS INVESTMENT RELATED. SHAMEZ KASSAM IS LOCATED AT 23 SUNPARK Dr SE #330, Calgary, AB T2X 3V1 AND HAS BEEN EMPLOYED SINCE MAY 23, 2019. HIS TITLE IS PORTFOLIO MANAGER. HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES. 2) NORTHFRONT INSURANCE IS INSURANCE DIVISION OF NORTHFRONT FINANCIAL INC. THIS ENTITY DEALS WITH INSURANCE. IT OFFERS LIFE INSURANCE, LIVING BENEFITS, GROUP BENEFITS, SEGREGATED FUNDS AND TRAVEL INSURANCE. SHAMEZ KASSAM IS LOCATED AT 23 SUNPARK Dr SE #330, Calgary, AB T2X 3V1. HE IS A FULL-TIME AGENT. HE DEVOTES 5 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. 3) Northfront Wealth Management Inc. is not investment-related and is located at 23 SUNPARK Dr SE #330, Calgary, AB T2X 3V1 . This is a management company for the Wealth Management Practice and my position/title is Owner,Vice-President & Director. My 25% share ownership is held both personally & in 1933357 Alberta Inc. The start date of the business was November 17, 2015. I devote 8 hours a month to this other business during business and trading hours. My duties are Owner, Director, and Vice-President. 4) 1933357 Alberta Inc. is not investment-related and is located at 44 LEGACY MANOR SE, CALGARY ALBERTA CANADA. Director 1,000,000 common voting shares. Holding company for shares in various Northfront Financial Entities. Effective Dec 15, 2021, the company will also act as operating Company to provide online financial education courses & other related content (current not active). My position/title is Owner and Director. The start date of the business was January 1, 2016. I devote 2 hours a month to this other business during business and trading hours. My duties are Owner and Director. 5) Board Member of ISTAR (Institute for Stuttering Treatment and Research) located at Suite 1500, 8215-112 ST Edmonton Alberta Canada. This is a volunteer position requiring 2 hours per month - no compensation is received. Start date was 2016/12/01. 6) Owner of Shazam! Press located at 44 Legacy Manor SE, Calgary, Alberta. This is a publishing company for the book "Your Money's Worth - The Essential Guide to Financial Advice for Canadians" published in 2017. Time required is 1 hour per week and compensation is minimal. The book is NOT marketed to clients or prospects, and there are no conflicts of interest.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
December 14, 2022 - December 31, 2023
NORTHFRONT FINANCIAL USA INC
RIA
CRD#: 301105
CALGARY, ALBERTA,
Past
January 2, 2015 - August 30, 2019
RAYMOND JAMES (USA) LTD.
RIA
CRD#: 25853
CALGARY, ALBERTA,
Past
February 6, 2014 - December 31, 2014
RAYMOND JAMES (USA) LTD.
RIA
CRD#: 25853
CALGARY, ALBERTA,
Past
December 11, 2013 - August 30, 2019
RAYMOND JAMES (USA) LTD.
BD
CRD#: 25853
CALGARY, ALBERTA,
Past
September 7, 2005 - June 1, 2007
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHFRONT FINANCIAL USA INC
NORTHFRONT FINANCIAL USA INC
CRD#: 301105 / SEC#: 801-116834
RIA
Registered Investment Advisory firm - (6/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NF
NORTHFRONT FINANCIAL USA INC
NORTHFRONT FINANCIAL USA INC
CRD#: 301105 / SEC#: 801-116834
RIA
Registered Investment Advisory firm - (6/24/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
#330 23 Sunpark Drive Se, Calgary, Alberta, T2X 3V1
Mailing Address
Phone number
(403) 571-8960
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 9,767,610 |
Red Flags
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