Karen M. Witt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen M Witt, who also goes by Karen Marie Witt Ms., Karen Marie Witt, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 2008. Karen had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2021 - December 23, 2024
SCF INVESTMENT ADVISORS, INC.
October 1, 2021 - December 23, 2024
SCF SECURITIES, INC.
August 3, 2021 - October 19, 2021
LPL FINANCIAL LLC
February 14, 2018 - October 19, 2021
LPL FINANCIAL LLC
August 7, 2012 - February 14, 2018
INVEST FINANCIAL CORPORATION
November 19, 2008 - August 13, 2012
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
