SO
Steven V. Oroho
CETERA INVESTMENT ADVISERS LLC
MOUNT ARLINGTON, NJ 07856
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CRD#: 4943091
SO
Professional summary
Steven Vincent Oroho, CFP®, who also goes by Steve V Oroho, Steve VIncent Oroho, Steve Oroho, Steven V Oroho, Steven Oroho, Stevevn V Oroho, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mount Arlington, New Jersey and CETERA WEALTH SERVICES, LLC located in Mount Arlington, New Jersey.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Steven has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve V Oroho | Steve Vincent Oroho | Steve Oroho | Steven V Oroho | Steven Oroho | Stevevn V Oroho
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NISIVOCCIA WEALTH ADVISORS, LLC; Wealth Management Advisor; Financial planning, investment management, financial advisor, retirement planning and other life event planning IR; HRS 100; HRS 80; 12/28/2022; 200 Valley Road, Suite 300, Mount Arlington NJ 07856: Client financial advice, planning, investment management, retirement & other life event planning. I will be a subcontractor with Nisivoccia. 2) RAMS GOLF, L.L.C.; Member; I am 46.5% owner of a parcel of real estate that use to operate as a golf course. We are leasing the property to a tenant for farming & game preserve purposes. IR; HRS 1; HRS 1; 01/01/2007; 75 Wild Oaks Drive, Salem NJ 08079; I am an owner/member of the LLC. I have no operational responsibility, but I ensure the mortgage, real estate taxes and other liabilities are paid. 3) OROHO FOR FREEHOLDER; Candidate and Chairman; This is a candidate committee that I still have open, but has been inactive since 2008 when I became a State Senator. NIR; HRS 0; HRS 0;12/01/2003; 17 Edsall Road, Franklin NJ 07416This activity is inactive. 4) SRO FINANCIAL SERVICES, LLC; President; This will be the entity that I use to affiliate with Avantax & Nisivoccia. Its activities will be financial planning, investment management, financial advisor, retirement planning and other life event planning. IR; HRS 10; HRS 80; 1/10/2003; 200 Valley Road, Suite 300, Mount Arlington NJ 07856 Client financial advice, planning, investment management, retirement & other life event planning. I will be a subcontractor with Nisivoccia. 5) NISIVOCCIA LLP; Wealth Management Advisor; This is the tax and accounting entity used for filing returns, statement preparations, reporting and consulting IR; HRS 0; HRS 0; 12/31/2022; 200 Valley Road, Suite 300, Mount Arlington NJ 07856, I am associated with Nisivoccia Wealth Advisors as an Independent Contractor. 6) CORPORATION FOR NEW JERSEY LOCAL MEDIA POSITION: Board of Director Member NATURE: This is a nonprofit corporation that owns local newspapers committed to providing local access to news reports, especially about local events. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2024 ADDRESS: 55 Woodland Road, New Vernon NJ 07976 DESCRIPTION: I will be a member of the Board of Directors providing advice and either approve or reject corporate actions and provide oversight to management. Duties of Board: Review financial operations;, 7) OROHO FOR SENATE POSITION: Candidate and Chairman NATURE: Raise money for the campaign, use money to pay ordinary expenses for the campaign INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2007 ADDRESS: 17 Edsall Road, Franklin NJ 07416 DESCRIPTION: My activity is what is written in number 4. 8) NEW CONSULTING SERVICES PAID THROUGH SRO FINANCIAL SERVICES, LLC POSITION: Consultant NATURE: As a former elected official for over 22 years (former municipal council member, former county commissioner, and former NJ State Senator). INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: 17 Edsall Road, Franklin NJ 07416, DESCRIPTION: My duties will be completely under my control in relation to the consulting services outlined in Item 4 above. 9) NAME OF OTHER BUSINESS: CENTENARY UNIVERSITY; INVESTMENT RELATED: NO; ADDRESS: 400 JEFFERSON ST, HACKETTSTOWN, NJ 07840; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENSURE RESPONSIBLE POLICY LEADERSHIP, STRATEGIC OVERSIGHT, AND FISCAL ACCOUNTABILITY;
CRS (Client Relationship Summary) - RIA
Click below to view Steven Vincent Oroho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 200 Valley Road Suite 300, Mount Arlington, NJ 07856RIA
CRD#: 105644
MOUNT ARLINGTON, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 200 Valley Road Suite 300, Mount Arlington, NJ 07856BD
CRD#: 13572
MOUNT ARLINGTON, NJ
Past
January 3, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Mount Arlington, NJ
Past
January 3, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MOUNT ARLINGTON, NJ
Past
October 28, 2005 - January 2, 2023
STONEBRIDGE CAPITAL MANAGEMENT
RIA
CRD#: 106341
PARAMUS, NJ
Past
May 11, 2005 - December 31, 2022
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
PARAMUS, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Maryland(9/5/2025)
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Mount Arlington, NJ 07856TRUST BUT VERIFY
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