Dustin R. Tondre

TL PRIVATE WEALTH

Southlake, TX 76092

Some features on this profile are disabled

CRD#: 4942019

Professional summary

Dustin Richard Tondre, CFP® is a registered financial advisor currently at TL PRIVATE WEALTH located in Southlake, Texas.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dustin has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Richard Tondre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

June 6, 2013 - Present

TL PRIVATE WEALTH

Office #1: 165 S Kimball Ave Suite 120, Southlake, TX 76092

RIA

CRD#: 167818

Southlake, TX

Past

January 2, 2009 - February 19, 2013

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SAN ANTONIO, TX

Past

August 31, 2007 - February 19, 2013

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

April 17, 2006 - December 31, 2008

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

April 17, 2006 - December 31, 2007

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

January 17, 2006 - February 14, 2006

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

SAN ANTONIO, TX

Past

August 17, 2005 - November 16, 2005

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

SAN ANTONIO, TX

Past

May 6, 2005 - November 16, 2005

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TL PRIVATE WEALTH

CRD#: 167818 / SEC#: 801-110449

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Texas

Registered Investment Advisory firm - (4/24/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/31/2023)

IAR

Texas
(6/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/1/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/5/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/29/2011

General Securities Principal Examination

Current Firm

TL PRIVATE WEALTH

CRD#: 167818 / SEC#: 801-110449

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Texas

Registered Investment Advisory firm - (4/24/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

165 S Kimball Ave Suite 120, Southlake, TX 76092

Mailing Address

Phone number

(682) 831-1048

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B - DUSTIN RICHARD TONDRE (3/28/2025)

ADV PART 2B - BRAD CHRISTIAN LITTLE (3/28/2025)

ADV PART 2A - TL PRIVATE WEALTH (3/28/2025)

ADV PART 2B - JOHN JACOBSON (3/28/2025)

ADV PART 2B - JEFF BYRUM (3/28/2025)

Regulatory assets under management

Total Number of Accounts	662
AUM (Assets Under Management)	$ 328,264,781

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Sean Leonard

LPL FINANCIAL LLC

IAR

Hurst, TX

Robert Shannon

BRAZOS WEALTH ADVISORS LLC

IAR

FORT WORTH, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dustin R. Tondre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Richard Tondre's CRS (Customer Relationship Summary).

Certified licenses

Experience

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY

INVESTMENT PROFESSIONALS, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TL PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2005

Series 63

Date: 5/13/2005

Series 7

Date: 12/1/2006

Series 6

Date: 5/5/2005

Series 24

Date: 12/29/2011

Current Firm

TL PRIVATE WEALTH

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TL PRIVATE WEALTH

TRUST BUT VERIFY

Similar Advisors