Daniel J. Giglio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel John Giglio was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2005. Daniel had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2015 - June 28, 2016
BLACKBOOK CAPITAL, LLC
October 13, 2010 - August 11, 2014
BLACKBOOK CAPITAL, LLC
December 21, 2009 - October 12, 2010
PRESTIGE FINANCIAL CENTER, INC.
August 11, 2009 - December 21, 2009
BROOKSTONE SECURITIES, INC.
January 23, 2009 - August 20, 2009
AURA FINANCIAL SERVICES, INC.
August 4, 2008 - November 12, 2008
FIRST MIDWEST SECURITIES, INC.
June 19, 2006 - June 26, 2008
PRESTIGE FINANCIAL CENTER, INC.
July 28, 2005 - June 1, 2006
SLOAN SECURITIES CORP.
June 30, 2005 - July 8, 2005
AURA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
