Anthony J. Dolce
Professional summary
Anthony J Dolce, who also goes by Anthony Dolce, is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in Jersey City , New Jersey.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2005. Anthony has worked at 4 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony J Dolce's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2026 - Present
STATE STREET GLOBAL MARKETS, LLC
Office #1: 111 Town Square Place, Jersey City , NJ 07310October 10, 2025 - May 26, 2026
CANACCORD GENUITY LLC
July 2, 2013 - July 29, 2016
J.P. MORGAN SECURITIES LLC
February 13, 2009 - August 7, 2013
J.P. MORGAN CLEARING CORP.
August 15, 2005 - February 24, 2009
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/17/2025
General Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852 / SEC#: , 8-69862
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | |
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 |
| MARZILIANO, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1527133 |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 |
| MCKEON, ROBERT A | DIRECTOR | 7638847 |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 |
| SOR, LY | DIRECTOR | 7996223 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
