Scott Alan Kramer
Professional Summary
Scott Alan Kramer, who also goes by Scott Alan Kramer Mr., is a registered financial advisor currently at MM ASCEND LIFE INVESTOR SERVICES, LLC located in Cincinnati, Ohio. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Scott has worked at 2 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 53 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Alan Kramer Mr.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
AAG SECURITIES, INC. | MM ASCEND LIFE INVESTOR SERVICES, LLC | GREAT AMERICAN ADVISORS, LLC | GREAT AMERICAN ADVISORS, INC. | GREAT AMERICAN ADVISORS LLC | GAA INSURANCE AGENCY
Contact Information
Main Address
191 Rosa Parks 12th Floor, Cincinnati, OH 45202Mailing Address
191 Rosa Parks 12th Floor, Cincinnati, OH 45202Phone Number
(513) 361-9525Established
Ohio since 06/24/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
12FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/1/2025)
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(9/6/2011)
(8/6/2026)
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(8/5/2025)
(9/7/2011)
(1/5/2012)
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(10/2/2025)
(8/11/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
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CRS (Client Relationship Summary) - BD
Click below to view Scott Alan Kramer's CRS (Customer Relationship Summary).
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