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Stacey Benedict Wilson

CRD# 4940937·Registered 2005 - 2026
Previously Registered: Being a previously registered professional could mean that Stacey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stacey Benedict Wilson, who also goes by Stacey Wilson, was a registered financial advisor. Stacey was a previously registered financial professional and started their career in finance 2005 - 2026. Stacey had worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stacey Wilson

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

SEABURY SECURITIES LLC·CRD# 41916
BD
New York, NY
April 27, 2020 - January 21, 2026
SFI INTERNATIONAL, LLC·CRD# 145510
BD
Boca Raton, FL
April 3, 2008 - December 20, 2019
CJK SECURITIES, INC.·CRD# 132759
BD
Las Vegas, NV
November 10, 2006 - April 16, 2008
FIRST CITIZENS CAPITAL SECURITIES, LLC·CRD# 41504
BD
New York, NY
August 29, 2005 - April 11, 2006

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Current Firm

SS
SEABURY SECURITIES LLC

SEABURY SECURITIES LLC

CRD#: 41916 / SEC#: 8-49624
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

152 W 57th Street 53rd Floor, New York, NY 10019

Mailing Address

152 W 57th Street 53rd Floor, New York, NY 10019

Phone Number

(212) 284-1150

Established

Delaware since 07/31/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LUTH, JOHN EDWARDCHAIRMAN & PRESIDENT2803235
DOWLING, PATRICK HENRYSENIOR MANAGING DIRECTOR & CCO5859111
MARRONE, MICHAEL THOMASFINOP4859949

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2010About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2005About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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