Audun J. Hoen
Professional summary
Audun Johannes Hoen, who also goes by Audun Hoen, is a registered financial professional currently at ARCTIC SECURITIES LLC located in New York, New York.
Audun is registered as a RR (Registered Representative) and started their career in finance in 2005. Audun has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 3, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Audun Johannes Hoen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2019 - Present
ARCTIC SECURITIES LLC
Office #1: 45 Rockefeller Plaza Suite 1960, New York, NY 10111July 19, 2006 - April 16, 2019
PARETO SECURITIES INC.
April 26, 2005 - July 5, 2006
BLOOMBERG TRADEBOOK LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 6/25/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
ARCTIC SECURITIES LLC
CRD#: 174423 / SEC#: , 8-69571
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
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