Ann L. Sundavadra
Professional summary
Ann Louise Bharat Sundavadra, who also goes by Ann Louise Creasy, Ann Louise Sundavadra, Annie Sundavadra, is a registered financial professional currently at JEFFERIES LLC located in New York, New York.
Ann is registered as a RR (Registered Representative) and started their career in finance in 2005. Ann has worked at 5 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ann Louise Bharat Sundavadra's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2023 - Present
JEFFERIES LLC
Office #1: 520 Madison Avenue, New York, NY 10022June 16, 2021 - July 16, 2023
JEFFERIES LLC
January 31, 2019 - November 19, 2019
HAITONG INTERNATIONAL SECURITIES (USA) INC.
February 10, 2015 - July 7, 2017
HAITONG INTERNATIONAL SECURITIES (USA) INC.
June 3, 2011 - May 27, 2014
ICBC STANDARD SECURITIES INC.
June 1, 2009 - December 19, 2009
MORGAN STANLEY
August 15, 2005 - December 19, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
JEFFERIES LLC
CRD#: 2347 / SEC#: , 8-15074
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES FINANCIAL GROUP INC | DIRECT OWNER | |
| CAGNO, MARK LAWRENCE | GLOBAL CONTROLLER, MANAGING DIRECTOR | 2510148 |
| FISCELLA, MICHAEL EUGENE | GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR | 2490187 |
| FORLENZA, PETER CHARLES | GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR | 2366985 |
| FRIEDMAN, BRIAN PAUL | DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE | 1298550 |
| HANDLER, RICHARD BRIAN | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1563245 |
| LARSON, MATTHEW SCOTT | EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER | 2605152 |
| SCORAN, LAURI A | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 2060170 |
| SHARP, MICHAEL JAMES | GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT | 1013864 |
| STACCONI, JOHN FRANCO | TREASURER | 1814227 |
Disclosures
| Regulatory Event | 133 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
