John L. Oliver
Professional summary
John Leachman Oliver, who also goes by Jack L Oliver III, Jack L Oliver, Jack Leachman Oliver, III Iii, John Leachman Oliver, is a registered financial professional currently at ARTIST CAPITAL LLC located in Charlotte, North Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Leachman Oliver's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2019 - Present
ARTIST CAPITAL LLC
Office #1: 532 Governor Morrison St. Suite 200, Charlotte, NC 28211September 10, 2018 - July 19, 2019
DOCK SQUARE SECURITIES , LLC
July 17, 2017 - October 5, 2018
MOELIS & COMPANY LLC
September 22, 2008 - January 23, 2017
BARCLAYS CAPITAL INC.
August 17, 2005 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2019)
(5/22/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ARTIST CAPITAL LLC
CRD#: 153937 / SEC#: , 8-68598
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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