LB
Liza Baran
FENIMORE SECURITIES
Cobleskill, NY 12043
Some features on this profile are disabled
CRD#: 4938482
LB
Professional summary
Liza Baran, who also goes by Liza Hamm, is a registered financial professional currently at FENIMORE SECURITIES, INC. located in Cobleskill, New York.
Liza is registered as a RR (Registered Representative) and started their career in finance in 2006. Liza has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Liza Hamm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Liza Baran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2020 - Present
FENIMORE SECURITIES, INC.
Office #1: 384 North Grand Street P. O. Box 399, Cobleskill, NY 12043Office #2: 384 North Grand Street-box 399, Cobleskill, NY 12043BD
CRD#: 104391
Cobleskill, NY
Past
July 31, 2006 - August 6, 2020
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
COHOES, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/13/2021)
RR
Alaska(1/13/2021)
RR
Arizona(1/13/2021)
RR
Arkansas(1/13/2021)
RR
California(1/13/2021)
RR
Colorado(1/13/2021)
RR
Connecticut(1/13/2021)
RR
Delaware(1/13/2021)
RR
District of Columbia(1/13/2021)
RR
Florida(1/13/2021)
RR
Georgia(1/13/2021)
RR
Hawaii(1/13/2021)
RR
Idaho(1/13/2021)
RR
Illinois(1/13/2021)
RR
Indiana(1/13/2021)
RR
Iowa(1/13/2021)
RR
Kansas(1/13/2021)
RR
Kentucky(1/13/2021)
RR
Louisiana(1/13/2021)
RR
Maine(1/13/2021)
RR
Maryland(1/13/2021)
RR
Massachusetts(1/13/2021)
RR
Michigan(1/13/2021)
RR
Minnesota(1/13/2021)
RR
Mississippi(1/13/2021)
RR
Missouri(1/13/2021)
RR
Montana(1/13/2021)
RR
Nebraska(1/13/2021)
RR
Nevada(1/13/2021)
RR
New Hampshire(1/13/2021)
RR
New Jersey(1/13/2021)
RR
New Mexico(1/13/2021)
RR
New York(9/1/2020)
RR
North Carolina(1/13/2021)
RR
North Dakota(1/13/2021)
RR
Ohio(1/13/2021)
RR
Oklahoma(1/13/2021)
RR
Oregon(1/13/2021)
RR
Pennsylvania(1/13/2021)
RR
Rhode Island(1/13/2021)
RR
South Carolina(1/13/2021)
RR
South Dakota(1/13/2021)
RR
Tennessee(1/13/2021)
RR
Texas(1/13/2021)
RR
Utah(1/13/2021)
RR
Vermont(1/13/2021)
RR
Virginia(1/13/2021)
RR
Washington(1/13/2021)
RR
West Virginia(1/13/2021)
RR
Wisconsin(1/13/2021)
RR
Wyoming(1/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FENIMORE SECURITIES, INC.
FENIMORE SECURITIES, INC.
CRD#: 104391 / SEC#: , 8-52854
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
384 North Grand Street-box 399, Cobleskill, NY 12043
Mailing Address
384 North Grand Street - Box 399, Cobleskill, NY 12043
Phone number
(518) 234-7400
Established
New York since 05/26/2000
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
