Philip M. Haug
Professional summary
Philip Miles Haug, who also goes by Phil Miles Haug, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2005. Philip has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Miles Haug's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 30, 2022 - April 26, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 5, 2006 - July 27, 2007
COUNTRY TRUST BANK
May 23, 2005 - April 18, 2022
COUNTRY CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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