Adam J. Jefferis

RETIREMENT PLANOLOGY

ALEXANDRIA, VA 22314

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CRD#: 4937989

Professional summary

Adam John Jefferis, who also goes by Adam Jefferis, is a registered financial advisor currently at RETIREMENT PLANOLOGY, INC. located in Alexandria, Virginia.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Adam has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Jefferis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam John Jefferis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2018 - Present

RETIREMENT PLANOLOGY, INC.

Office #1: 600 Cameron Street Suite 401, Alexandria, VA 22314

RIA

CRD#: 171302

ALEXANDRIA, VA

Past

November 1, 2018 - December 4, 2018

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

SUNNYVALE, CA

Past

April 22, 2016 - October 31, 2018

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

ALEXANDRIA, VA

Past

July 12, 2011 - November 1, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

FAIRFAX, VA

Past

July 12, 2011 - April 22, 2016

SANDERS MORRIS LLC

CRD#: 20580

FAIRFAX, VA

Past

October 9, 2007 - May 17, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

VIRGINIA BEACH, VA

Past

October 5, 2007 - May 17, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

VIRGINIA BEACH, VA

Past

April 18, 2006 - July 31, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WELLESLEY, MA

Past

June 16, 2005 - July 31, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

WELLESLEY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT PLANOLOGY, INC.

CRD#: 171302 / SEC#: 801-79679

RIA

Registered Investment Advisory firm - (5/8/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(11/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/2005

General Securities Representative Examination

Current Firm

RETIREMENT PLANOLOGY, INC.

CRD#: 171302 / SEC#: 801-79679

RIA

Registered Investment Advisory firm - (5/8/2014 Approved)

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Contact information

Main Address

600 Cameron Street Suite 401, Alexandria, VA 22314

Mailing Address

Phone number

(703) 595-2829

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

20250312 RPI FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 204,239,286

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam J. Jefferis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam John Jefferis's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDELMAN FINANCIAL ENGINES

RETIREONE INVESTMENT SERVICES, LLC

EDELMAN FINANCIAL SERVICES, LLC

SANDERS MORRIS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

RETIREMENT PLANOLOGY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2005

SIE

Date: 10/1/2018

Series 7

Date: 6/15/2005

Current Firm

RETIREMENT PLANOLOGY, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLANOLOGY, INC.

TRUST BUT VERIFY

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