Sharon V. Goodfellow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Vi Goodfellow, who also goes by Sharon Marie VIncent, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 2005. Sharon had worked at 12 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2024 - August 1, 2025
GROVE POINT INVESTMENTS, LLC
September 1, 2023 - August 1, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
September 1, 2023 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC
September 1, 2023 - August 1, 2025
SCF SECURITIES, INC.
September 1, 2023 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
September 1, 2023 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.
August 18, 2008 - August 1, 2025
CADARET, GRANT & CO., INC.
August 18, 2008 - August 1, 2025
CADARET, GRANT & CO., INC.
May 11, 2007 - August 12, 2008
MORGAN STANLEY & CO. LLC
May 7, 2007 - August 12, 2008
MORGAN STANLEY & CO. LLC
May 15, 2006 - December 31, 2006
VALIC FINANCIAL ADVISORS, INC.
May 15, 2006 - December 31, 2006
VALIC FINANCIAL ADVISORS, INC.
January 4, 2006 - May 15, 2006
CHASE INVESTMENT SERVICES CORP.
January 4, 2006 - May 15, 2006
CHASE INVESTMENT SERVICES CORP.
October 18, 2005 - November 2, 2005
VALIC FINANCIAL ADVISORS, INC.
October 18, 2005 - November 2, 2005
VALIC FINANCIAL ADVISORS, INC.
May 25, 2005 - October 6, 2005
IDS LIFE INSURANCE COMPANY
May 25, 2005 - October 6, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
