TF
Timothy S. Frey
PACKERLAND BROKERAGE SERVICES
Spooner, WI 54801
Some features on this profile are disabled
CRD#: 4937686
TF
Professional summary
Timothy Sean Frey is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Spooner, Wisconsin.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Timothy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 10/2010 - Fake Bird LLC - Not Investment Related - 28288 Mckenzie rd Spooner WI 54801 / Parent Company Business Entity For Tax/Investment Purposes Only - Retail Store ownership parent company / Consultant - 10 hours a month Marketing and spokesperson / LLC Ownership includes: Global Organic LLC, Ignite Vapor & Tobacco, Ignite Vapor & Tobacco Hayward LLC, Ignite Vapor & Tobacco Superior LLC, Ignite Dispensary Milwaukee LLC, Ignite Dispensary Bismarck LLC, Ignite Dispensary Manitowoc LLC, Ignite Dispensary New Richmond LLC 2) 8/2012 - Frey Farm Partnership - Non-Investment Related - Real Estate Services / Farm Manager - 10 hours a month 3) 6/2015 - Fake Bird Real Estate Holdings LLC - Not Investment Related - 761 W Beaver Brook Ave. Spooner, WI 54801 Commercial Real Estate Services - 5 hours a month 4 6/2018 Fake Bird Properties LLC Not Investment Related - 761 W Beaver Brook Ave. Spooner, WI 54801 Commercial Real Estate Services - 5 hours a month 5) 1/2016 -Frey Financial Incorporated - Investment Related - Insurance services- Life Insurance, Disability, Property and Casualty, Fixed and Fixed Indexed Annuity sales /761 W Beaver Brook Ave Spooner, WI 54801 40 hours a month 6) 12/07/2021 - HIPPY ELIXIR LLC DBA Day the Flying Squirrel - Not Investment Related - Home Based - Business Owner Author - 28288 Mckenzie rd Spooner WI 54801 - 1 Hour Per Month/0 Hours During Securities Trading - Children's book author. 1 hours a month 7) Lakeland Family Resource Center Board member that assists in the day to day decisions for the resource center. No financial responsibilities or check writing ability. Cannot act on own, needs all boards members to make final decision. Lakeland Family Resource Center is a program that provides family building through prevention, education and support available to all families and children in Washburn County. All programs are offered at no cost. Approx. 1 hr per week Non-investment related Beaverbrook Floral LLC 1000 s river st Spooner wi, 54801 Flower shop / current DBA Indianhead floral / no duties / 12/15/2024 / 1000 s river st Spooner wi 54801 / https://indianheadfloral.com/ 1 hour per month / no daily duties Non-investment related Beaverbrook Properties LLC 1000 S river st spooner wi, 54801 12/15/2024 Commercial Real estate / Landlord / 1 hour per month / 1000 s river st Spooner WI 54801 / 80% Ownership Non-investment related
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Sean Frey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Sean Frey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2024 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 761 W Beaverbrook Ave Ste. 4, Spooner, WI 54801RIA
BD
CRD#: 37031
Spooner, WI
Current
February 21, 2024 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 761 W Beaverbrook Ave Ste. 4, Spooner, WI 54801RIA
BD
CRD#: 37031
Spooner, WI
Past
January 2, 2020 - February 23, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
EDINA, MN
Past
January 2, 2020 - February 23, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
EDINA, MN
Past
March 15, 2016 - January 8, 2020
OSAIC SERVICES, INC.
RIA
CRD#: 133763
SPOONER, WI
Past
March 14, 2016 - January 8, 2020
OSAIC SERVICES, INC.
BD
CRD#: 133763
SPOONER, WI
Past
January 8, 2015 - April 16, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SPOONER, WI
Past
November 4, 2014 - April 16, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SPOONER, WI
Past
August 9, 2005 - July 27, 2007
COUNTRY TRUST BANK
RIA
CRD#: 109487
EAGAN, MN
Past
April 22, 2005 - November 13, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
BURNSVILLE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/21/2024)
RR
Georgia(2/21/2024)
RR
Minnesota(2/23/2024)
RR
Wisconsin(2/21/2024)
IAR
Wisconsin(2/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031Spooner, WI 54801TRUST BUT VERIFY
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