Willy A. Gamez
Professional summary
Willy Alberto Gamez, who also goes by Willy A Gamez, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Miami, Florida and TRUIST INVESTMENT SERVICES, INC. located in Miami, Florida.
Willy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Willy has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Willy Alberto Gamez's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2017 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 777 Brickell Ave Fl 1, Miami, FL 33131October 27, 2017 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 777 Brickell Ave Fl 9, Miami, FL 33131October 1, 2012 - November 9, 2017
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 9, 2017
J.P. MORGAN SECURITIES LLC
November 15, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 17, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - September 4, 2008
CHASE INVESTMENT SERVICES CORP.
April 20, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2017)
(10/27/2017)
(10/27/2017)
(9/22/2020)
(10/27/2017)
(10/27/2017)
(10/27/2017)
(11/2/2017)
(3/9/2022)
(10/27/2017)
(10/27/2017)
(5/17/2023)
(2/14/2024)
(10/16/2018)
(10/27/2017)
(10/27/2017)
(11/13/2017)
(2/10/2023)
(8/28/2025)
(9/12/2018)
(11/19/2019)
(10/27/2017)
(10/2/2018)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Miami, FL 33131TRUST BUT VERIFY
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