Robert Brinberg
Professional summary
Robert Brinberg is a registered financial professional currently at ROSE & CO. CAPITAL ADVISORS, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2005. Robert has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Brinberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2017 - Present
ROSE & CO. CAPITAL ADVISORS, LLC
Office #1: 445 Park Avenue Suite 700, New York, NY 10022January 21, 2015 - January 30, 2019
SEALION CAPITAL, LLC
July 17, 2014 - March 7, 2025
LIFESCI CAPITAL
June 21, 2005 - May 14, 2013
COWEN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ROSE & CO. CAPITAL ADVISORS, LLC
CRD#: 168274 / SEC#: , 8-69298
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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