Melinda J. Kramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melinda Joyce Kramer, who also goes by Mel Kramer, Melinda J. Kramer, Melinda Kramer-ernst, was a registered financial professional .
Melinda is a previously registered financial professional and started their career in finance in 2007. Melinda had worked at 2 firms and has passed the Series 63, SIE, Series 62, Series 99 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2014 - September 14, 2016
BCW SECURITIES LLC
June 27, 2007 - July 25, 2013
GRV SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/11/2015
Corporate Securities Limited Representative ExaminationCurrent Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
