Daniel C. Cascarano
Professional summary
Daniel Craig Cascarano, who also goes by Dan Cascarano, Daniel Cascarano, is a registered financial professional currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Craig Cascarano's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2025 - Present
THORNBURG SECURITIES LLC
Office #1: 2300 North Ridgetop Road, Santa Fe, NM 87506September 27, 2022 - July 9, 2025
FORESIDE FUND SERVICES, LLC
July 18, 2021 - August 8, 2022
HAMILTON LANE SECURITIES LLC
August 25, 2015 - July 16, 2021
IMST DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2025)
(9/3/2025)
Exams
Series 7TO
Date: 10/22/2018
General Securities Representative ExaminationFINRA
Current Firm
THORNBURG SECURITIES LLC
CRD#: 14857 / SEC#: , 8-31249
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Red Flags
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Company Information
THORNBURG SECURITIES LLC
CRD#: 14857Santa Fe, NM 87506TRUST BUT VERIFY
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