Robert S. Alimena

PROCYON

MELVILLE, NY 11747

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CRD#: 4935476

Professional summary

Robert Sean Alimena, CFP®, who also goes by Robert Sean Schroeder, is a registered financial advisor currently at PROCYON located in Melville, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Robert has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Sean Schroeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CMA Properties LLC; Investment Related: Yes; 671 Montauk Hwy, Bayport, NY. 11705; Nature: Commercial building ownership of two rental units; Managing Member; Since 1/31/2025; 4 Hours per month; Duties: Deposit rent checks, hire maintenance people (lawn, garbage, plowing, etc.) 2) Procyon Benefits; Investment Related: Yes; One Corporate Drive, 225, Shelton, CT. 06484; Nature: Corporate benefits services; Member; Since 1/1/2025; 0 Hours per month. 3) Procyon Risk; Investment Related: Yes; One Corporate Drive, 225, Shelton, CT. 06484; Member; Since 1/1/2025; 0 Hours per month. 4) Procyon Tax; Investment Related: Yes; One Corporate Drive, 225, Shelton, CT. 06484; Nature: Tax services; Member; Since 1/1/2025; Duties Coordinate tax work with accounting firms.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Sean Alimena's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

October 6, 2022 - Present

PROCYON

Office #1: 225 Broadhollow Road, Melville, NY 11747

RIA

CRD#: 288239

MELVILLE, NY

Past

May 20, 2015 - October 7, 2022

BEAUMONT FINANCIAL PARTNERS LLC

RIA

CRD#: 108345

West Sayville, NY

Past

April 30, 2014 - April 8, 2015

GERSTEIN FISHER

RIA

CRD#: 118551

NEW YORK, NY

Past

April 28, 2014 - April 8, 2015

GFA SECURITIES, LLC

CRD#: 128568

NEW YORK, NY

Past

April 17, 2012 - March 21, 2014

BEAUMONT FINANCIAL PARTNERS LLC

RIA

CRD#: 108345

WELLESLEY HILLS, MA

Past

March 14, 2011 - March 30, 2012

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

NEEDHAM, MA

Past

March 14, 2011 - March 30, 2012

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

NEEDHAM, MA

Past

August 16, 2010 - February 24, 2011

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

BOSTON, MA

Past

August 5, 2010 - February 24, 2011

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

BOSTON, MA

Past

February 16, 2007 - July 28, 2010

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

June 13, 2005 - September 15, 2005

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/23/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/8/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/10/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert S. Alimena

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Sean Alimena's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEAUMONT FINANCIAL PARTNERS LLC

GERSTEIN FISHER

GFA SECURITIES, LLC

BEAUMONT FINANCIAL PARTNERS LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

MANNING & NAPIER INVESTOR SERVICES, INC.

WADDELL & REED

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 63

Date: 6/23/2005

SIE

Date: 4/8/2015

Series 7

Date: 10/21/2010

Series 6

Date: 6/10/2005

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

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