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Eliseo Jojo L. Prisno

P/E CAPITAL INVESTMENTS
Chicago, IL
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CRD#: 4934789
EP

Professional summary


Eliseo Jojo Lucero Prisno, who also goes by Eliseo L Prisno, Eliseo Lucero Prisno, Eliseo Jojo L Prisno, Jojo Prisno, is a registered financial advisor currently at P/E CAPITAL INVESTMENTS located in Chicago, Illinois.

Eliseo Jojo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Eliseo Jojo has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Eliseo L Prisno | Eliseo Lucero Prisno | Eliseo Jojo L Prisno | Jojo Prisno

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
P/E Capital Investment Management Partners Senior Partner / Principal A State Registered Investment Advisory firm in Illinois, Indiana, California and Texas 220 E. Illinois St. Unit 4201 Chicago IL 60611 Start date: 9/26/2014 Approximate number of hours/month you devote to the other business: 5 hours per week / 20 hours a month Describe your duties relating to the other business: Creates portfolio designs and approves trading parameters

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Eliseo Jojo Lucero Prisno's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 26, 2014 - Present

P/E CAPITAL INVESTMENTS

RIA
CRD#: 172695
Chicago, IL
Past

August 18, 2023 - March 25, 2024

PECADO

RIA
CRD#: 323257
Chicago, IL
Past

October 29, 2012 - December 31, 2012

P/E CAPITAL INVESTMENTS

RIA
CRD#: 149695
CHICAGO, IL
Past

March 12, 2007 - September 14, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CINCINNATI, OH
Past

February 23, 2007 - September 14, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CINCINNATI, OH
Past

August 2, 2005 - November 13, 2006

EDWARD JONES

BD
CRD#: 250
MASON, OH
Past

April 20, 2005 - August 4, 2005

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/15/2021)
IAR
Illinois
(9/26/2014)
IAR
Indiana
(9/30/2021)
IAR
Texas
(8/16/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2007
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PC
P/E CAPITAL INVESTMENTS
P/E CAPITAL INVESTMENT MANAGEMENT PARTNERS | P/E CAPITAL INVESTMENTS MANAGEMENT PARTNERS | P/E CAPITAL INVESTMENTS / CORNERSTONE GWA | P/E CAPITAL INVESTMENTS

CRD#: 172695 / SEC#:

California
Registered Investment Advisory firm - (9/15/2021 Approved)
Illinois
Registered Investment Advisory firm - (9/26/2014 Approved)
Indiana
Registered Investment Advisory firm - (9/30/2021 Approved)
Texas
Registered Investment Advisory firm - (8/16/2021 Conditional Restricted)
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Contact information


Main Address
Chicago, IL
Mailing Address
Phone number
(888) 929-2825
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts145
AUM (Assets Under Management)$ 10,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


P/E CAPITAL INVESTMENTS

CRD#: 172695Chicago, IL

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