Roberto Aburto
Professional summary
Roberto Aburto JR, who also goes by Robert Aburto, Roberto Aburto, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Kingwood, Texas and FROST BROKERAGE SERVICES, INC. located in Kingwood, Texas.
Roberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Roberto has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roberto Aburto JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2025 - Present
FROST INVESTMENT SERVICES
Office #1: 2710 W Lake Houston Pkwy Ste 100, Kingwood, TX 77339May 23, 2025 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 2710 W Lake Houston Pkwy Ste 100, Kingwood, TX 77339March 11, 2022 - July 19, 2024
EMPOWER FINANCIAL SERVICES, INC.
October 7, 2020 - February 17, 2022
FARMERS FINANCIAL SOLUTIONS, LLC
July 24, 2015 - August 12, 2020
J.P. MORGAN SECURITIES LLC
May 21, 2008 - August 24, 2011
CHASE INVESTMENT SERVICES CORP.
May 21, 2008 - August 24, 2011
CHASE INVESTMENT SERVICES CORP.
May 11, 2005 - January 11, 2008
WELLS FARGO INVESTMENTS, LLC
April 18, 2005 - January 11, 2008
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2025)
(5/28/2025)
Exams
Series 7TO
Date: 5/22/2025
General Securities Representative ExaminationFINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
FROST INVESTMENT SERVICES
CRD#: 286129Kingwood, TX 77339TRUST BUT VERIFY
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