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JV

John Robert Vekich

BEDFORD CORNERS, NY
·CRD# 4934732·18 years experience

Professional Summary

John Robert Vekich, who also goes by John R Vekich, John Robert Vekich, was a registered financial advisor. John was registered as a RR (Registered Representative) and started their career in finance in 2007. John had worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John R Vekich, John Robert Vekich

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

Unknown Firm·
35 Tucker Rd, Bedford Corners, NY 10549
October 9, 2026 - Present
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
September 5, 2019 - December 31, 2023
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Scottsdale, AZ
December 22, 2016 - November 16, 2017
CCO CAPITAL, LLC·CRD# 31147
BD
Phoenix, AZ
March 26, 2013 - September 1, 2015
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
May 27, 2011 - June 25, 2012
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Minneapolis, MN
January 2, 2007 - June 1, 2007

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Current Firm

No current employment

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2017About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed May 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2011About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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