Yashar Gogerdchi
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Annapolis,, MD 21401
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CRD#: 4934635
Professional summary
Yashar Gogerdchi, CFP®, who also goes by Shar Gogerdchi, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Annapolis,, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Annapolis, Maryland.
Yashar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Yashar has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shar Gogerdchi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 2007 TIDEWATER COLONY DR #2B, 03/2019. VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-15/WK-15/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-30/WK-30/TRADING. 03/01/19. 3) TAX PREPARER, 2007 TIDEWATER COLONY DRIVE #2B, ANNAPOLIS, MD, 03/2019. TAX PREPARER, NIR-5/WK-5/TRADING. 4) SGF PLANNING, SHAR GOGERDCHI FINANCIAL PLANNING, ANNAPOLIS MD 21401, 07/2023, OWNER, USING A DBA, INV REL, 80 HR/MONTH, 80 HR/TRADING 5) LEADING EDGE WEALTH ADVISORS LEWA PLANNING, 2007 TIDEWATER COLONY DRIVE SUITE 2B MD 21401, 10/2023, IAR, DBA, INV REL, 120 HR/MO 120 HR/MO TRADING 6) TRITON WOODS COMMUNITY HOA, P.O. Box 514, 1157 Mayo Road, Mayo MD 21106, United States, 09/22/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Yashar Gogerdchi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
February 28, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2007 Tidewater Colony Dr., Ste 2b, Annapolis,, MD 21401RIA
CRD#: 134139
Annapolis,, MD
Current
February 28, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2007 Tidewater Colony Dr Ste 2b, Annapolis, MD 21401BD
CRD#: 39543
Annapolis, MD
Past
June 14, 2016 - March 7, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
ANNAPOLIS, MD
Past
April 19, 2016 - March 7, 2019
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
Annapolis, MD
Past
October 26, 2010 - September 4, 2015
ANCHOR WEALTH PLANNING, LLC
RIA
CRD#: 155319
ANNAPOLIS, MD
Past
June 17, 2009 - October 4, 2010
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
ROCKVILLE, MD
Past
June 17, 2009 - October 4, 2010
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Past
March 29, 2007 - March 12, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ANNAPOLIS, MD
Past
July 3, 2006 - March 12, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ANNAPOLIS, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/28/2019)
RR
Kansas(3/19/2021)
RR
Maryland(2/28/2019)
IAR
Maryland(2/28/2019)
RR
Michigan(4/1/2020)
RR
New Mexico(5/9/2023)
RR
North Carolina(7/7/2020)
RR
Pennsylvania(7/6/2020)
RR
Texas(10/20/2023)
IAR
Texas(10/20/2023)
RR
Virginia(3/19/2021)
RR
Washington(7/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
