Shaun M. Irwin

FORUM PRIVATE CLIENT GROUP

Fishers, IN 46037-0000

Some features on this profile are disabled

CRD#: 4934031

Professional summary

Shaun Marie Irwin, CFP®, who also goes by Shaun Marie Maloy, is a registered financial advisor currently at FORUM PRIVATE CLIENT GROUP located in Fishers, Indiana.

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Shaun has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shaun Marie Maloy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental Property Owner Not Investment related Receive monthly income from property 1 hour per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Marie Irwin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 7, 2018 - Present

FORUM PRIVATE CLIENT GROUP

Office #1: 11313 Usa Parkway, Fishers, IN 46037-0000

RIA

CRD#: 143075

Fishers, IN

Past

December 9, 2013 - July 24, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

INDIANAPOLIS, IN

Past

December 9, 2013 - July 24, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

INDIANAPOLIS, IN

Past

June 25, 2007 - December 13, 2013

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

NOBLESVILLE, IN

Past

May 6, 2005 - December 13, 2013

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

NOBLESVILLE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORUM PRIVATE CLIENT GROUP

FORUM PRIVATE CLIENT GROUP | SAFISLIFE ADVISORS | FORUM SOLUTIONS GROUP, LLC | FORUM PRIVATE CLIENT GROUP LLC

CRD#: 143075 / SEC#: 801-78874

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Florida

Registered Investment Advisory firm - (9/3/2014 Terminated)

Indiana

Registered Investment Advisory firm - (9/3/2014 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/5/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FORUM PRIVATE CLIENT GROUP

FORUM PRIVATE CLIENT GROUP | SAFISLIFE ADVISORS | FORUM SOLUTIONS GROUP, LLC | FORUM PRIVATE CLIENT GROUP LLC

CRD#: 143075 / SEC#: 801-78874

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Florida

Registered Investment Advisory firm - (9/3/2014 Terminated)

Indiana

Registered Investment Advisory firm - (9/3/2014 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11313 Usa Parkway, Fishers, IN 46037-0000

Mailing Address

P.o. Box 56036, Indianapolis, IN 46256

Phone number

(317) 558-6322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORUM SOLUTIONS GROUP, LLC DBA SAFISLIFE ADVISORS ADV PART 2A (3/17/2025)

FORUM SOLUTIONS GROUP, LLC DBA FORUM PRIVATE CLIENT GROUP ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,307
AUM (Assets Under Management)	$ 342,423,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Brian Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Tammy Williams

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shaun M. Irwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Marie Irwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

Primary Firm SEC Registration

FORUM PRIVATE CLIENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2007

Series 63

Date: 5/13/2005

SIE

Date: 7/24/2018

Series 7

Date: 12/21/2006

Series 6

Date: 5/5/2005

Current Firm

FORUM PRIVATE CLIENT GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORUM PRIVATE CLIENT GROUP

TRUST BUT VERIFY

Similar Advisors