Steven M. Ybarra
Professional summary
Steven Matthew Ybarra was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial advisor and started their career in finance in 2006. Prior to being barred, Steven had worked at 5 firms, which includes FARMERS FINANCIAL SOLUTIONS LLC, COUNTRY CAPITAL MANAGEMENT COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, CUNA BROKERAGE SERVICES INC., MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2014 - February 3, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
September 5, 2012 - March 7, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
June 27, 2012 - August 24, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
June 19, 2012 - August 24, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
November 2, 2006 - July 5, 2011
CUNA BROKERAGE SERVICES, INC.
June 21, 2006 - July 20, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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