Jacob L. Hermans
Professional summary
Jacob Luther Hermans, CFP®, who also goes by Jacob L. Hermans, Jake Hermans, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Mt Pleasant, South Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charleston, South Carolina.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jacob has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Luther Hermans's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
December 21, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 235 Magrath Darby Blvd Ste 330, Mt Pleasant, SC 29464January 5, 2017 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 162 Seven Farms Dr, Charleston, SC 29492Office #2: 404 Johnnie Dobbs Blvd, Mount Pleasant, SC 29464Office #3: 235 Magrath Darby Blvd Ste 330, Mount Pleasant, SC 29464Office #4: 1962 Sam Rittenberg Blvd, Charleston, SC 29407Office #5: 174 Meeting St Ste 450, Charleston, SC 29401November 3, 2010 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
November 1, 2010 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
July 31, 2006 - October 5, 2010
TRUIST INVESTMENT SERVICES, INC.
July 31, 2006 - October 5, 2010
TRUIST INVESTMENT SERVICES, INC.
July 25, 2005 - February 10, 2006
MORGAN STANLEY DW INC.
April 26, 2005 - February 10, 2006
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(12/21/2016)
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Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
