Thomas Marchozzi

PINNACLE STRATEGIC WEALTH MANAGEMENT.

King Of Prussia, PA 19406

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CRD#: 4933227

Professional summary

Thomas Marchozzi, who also goes by Thomas Nmn Marchozzi, is a registered financial advisor currently at PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC. located in King Of Prussia, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Nmn Marchozzi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE PRODUCTS: LIFE, DISABILITY, ANNUITIES AND LTC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Marchozzi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2011 - Present

PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.

Office #1: 630 Freedom Business Center Third Floor, King Of Prussia, PA 19406

RIA

CRD#: 155652

King Of Prussia, PA

Past

June 8, 2010 - February 25, 2011

SIMON CAPITAL MANAGEMENT

RIA

CRD#: 132581

ARDMORE, PA

Past

July 21, 2005 - October 13, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COON RAPIDS, MN

Past

July 6, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 6, 2005 - October 13, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

COON RAPIDS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.

PINNACLE FINANCIAL GROUP | PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.

CRD#: 155652 / SEC#: 801-131686

RIA

Registered Investment Advisory firm - (1/16/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/6/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/24/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/5/2005

General Securities Representative Examination

Current Firm

PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.

PINNACLE FINANCIAL GROUP | PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.

CRD#: 155652 / SEC#: 801-131686

RIA

Registered Investment Advisory firm - (1/16/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/6/2011 Approved)

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Contact information

Main Address

630 Freedom Business Center Third Floor, King Of Prussia, PA 19406

Mailing Address

630 Freedom Business Center Third Floor, King Of Prussia, PA 19406

Phone number

(267) 221-6305

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PSWM ADV PART 2 A&B (2025) (5/28/2025)

Regulatory assets under management

Total Number of Accounts	728
AUM (Assets Under Management)	$ 122,160,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas Marchozzi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Marchozzi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.

SIMON CAPITAL MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2005

Series 7

Date: 7/5/2005

Current Firm

PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.

TRUST BUT VERIFY

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