Justin L. Clark
CETERA INVESTMENT ADVISERS LLC
FRISCO, TX 75033
Some features on this profile are disabled
CRD#: 4932610
Professional summary
Justin Lowell Clark, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Frisco, Texas and CETERA FINANCIAL SPECIALISTS LLC located in Frisco, Texas.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Justin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE SALES, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SALES OF LIFE INSURANCE, HEALTH INSURANCE, FIXED ANNUITIES AND LONG-TERM CARE INSURANCE, 5H/WEEK, 5H/WEEK DURING TRADING HOURS, SINCE 10/2004. 2) EAGLE RETIREMENT GROUP LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PART OWNER, DBA FOR INVESTMENTS, ADVISORY AND INSURANCE BUSINESS, MARKETING AND BUSINESS MANAGEMENT, 40H/WEEK, 40H/WEEK DURING TRADING HOURS, SINCE 02/2009. 3) NAME OF OTHER BUSINESS: HILLSIDE DRIVE LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: MANAGER/OWNER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: RENTAL OF OFFICE PREMISES, BILL PAY, MAINTENANCE AND UPKEEP;
CRS (Client Relationship Summary) - RIA
Click below to view Justin Lowell Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
October 18, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8372 Hillside Drive, Frisco, TX 75033RIA
CRD#: 105644
FRISCO, TX
Current
October 18, 2023 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 8372 Hillside Dr, Frisco, TX 75033BD
CRD#: 10358
Frisco, TX
Past
September 1, 2023 - October 20, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
DALLAS, TX
Past
September 1, 2023 - October 20, 2023
OSAIC WEALTH, INC.
BD
CRD#: 23131
DALLAS, TX
Past
January 7, 2014 - September 1, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
DALLAS, TX
Past
July 7, 2006 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
DALLAS, TX
Past
November 22, 2005 - May 31, 2006
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/18/2023)
RR
California(10/18/2023)
RR
Colorado(10/18/2023)
RR
Florida(10/18/2023)
RR
Georgia(10/18/2023)
RR
Kansas(10/18/2023)
RR
Minnesota(9/29/2025)
RR
Mississippi(10/18/2023)
RR
Oklahoma(10/18/2023)
RR
Tennessee(10/18/2023)
RR
Texas(10/18/2023)
IAR
Texas(10/18/2023)
RR
Washington(10/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
