Andrew R. Urban
Professional summary
Andrew Robert Urban, who also goes by Andrew Robert Urban Mr., Andy Robert Urban, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Robert Urban's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2016 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215July 3, 2008 - October 25, 2010
NATIONWIDE INVESTMENT ADVISORS, LLC
July 2, 2008 - October 25, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 2, 2007 - June 6, 2008
KEY INVESTMENT SERVICES LLC
August 7, 2006 - June 6, 2008
KEY INVESTMENT SERVICES LLC
June 27, 2005 - June 9, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
June 7, 2005 - June 9, 2006
IDS LIFE INSURANCE COMPANY
June 7, 2005 - June 9, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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