Jason L. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Lyle Anderson, who also goes by Jason L Anderson, Jason L. Anderson, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2005. Jason had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2016 - March 30, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 18, 2016 - March 30, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 30, 2012 - March 18, 2016
PRIVATE ADVISOR GROUP, LLC
March 30, 2012 - April 1, 2016
LPL FINANCIAL LLC
December 19, 2011 - April 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2011 - April 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2009 - October 31, 2011
MML INVESTORS SERVICES, LLC
March 23, 2007 - December 23, 2008
WELLS FARGO CLEARING SERVICES, LLC
December 8, 2005 - November 1, 2006
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
