Jonah B. Caldwell
Professional summary
Jonah B Caldwell, who also goes by Jonah Barron Caldwell, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Greenwood Village, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Jonah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jonah has worked at 4 firms and has passed the Series 66, Series 65, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonah B Caldwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2021 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 8515 East Orchard Rd 4t2, Greenwood Village, CO 80111June 4, 2015 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E. Orchard Rd, Greenwood Village, CO 80111July 23, 2014 - May 4, 2015
GROVE POINT INVESTMENTS, LLC
June 10, 2014 - May 4, 2015
GROVE POINT INVESTMENTS, LLC
August 23, 2006 - September 28, 2013
EMPOWER FINANCIAL SERVICES, INC.
December 2, 2005 - May 15, 2006
EQUITABLE ADVISORS, LLC
April 8, 2005 - May 15, 2006
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
