Maya J. Philipson

ADASINA SOCIAL CAPITAL

San Francisco, CA

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CRD#: 4929979

Professional summary

Maya Jean Philipson is a registered financial advisor currently at ADASINA SOCIAL CAPITAL located in San Francisco, California.

Maya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Maya has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Philipson Business Properties L.P., 1710 VINE ST., BERKELEY, CA 94703. BEGAN 2/15/05 AS A BOARD MEMBER OF ORGANIZATION WHO CAN NOT ACT WITHOUT PERMISSION OF THE BOARD. DEVOTES 15 HRS/YR, NONE DURING TRADING. 2). Abacus Wealth Partners - Investment Related Began 1/1/2021 429 Santa Monica Boulevard, Suite 500, Santa Monica, CA 90401 Management Consultant Receives compensation as an independent contractor, does not provide any advisory services in this role, and is not client facing. Devotes 5 hours per month, none during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maya Jean Philipson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2010 - Present

ADASINA SOCIAL CAPITAL

RIA

CRD#: 151411

San Francisco, CA

Past

April 5, 2006 - December 31, 2009

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SAN FRANCISCO, CA

Past

April 5, 2006 - December 31, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SAN FRANCISCO, CA

Past

June 6, 2005 - September 20, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN FRANCISCO, CA

Past

June 2, 2005 - September 20, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 2, 2005 - September 20, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADASINA SOCIAL CAPITAL

ADASINA SOCIAL CAPITAL | ROBASCIOTTI & PHILIPSON | ROBASCIOTTI & ASSOCIATES , INC.

CRD#: 151411 / SEC#: 801-113385

RIA

Registered Investment Advisory firm - (6/4/2018 Approved)

California

Registered Investment Advisory firm - (8/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/5/2010)

IAR

Colorado
(4/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/3/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/2005

General Securities Representative Examination

Current Firm

ADASINA SOCIAL CAPITAL

ADASINA SOCIAL CAPITAL | ROBASCIOTTI & PHILIPSON | ROBASCIOTTI & ASSOCIATES , INC.

CRD#: 151411 / SEC#: 801-113385

RIA

Registered Investment Advisory firm - (6/4/2018 Approved)

California

Registered Investment Advisory firm - (8/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2016 Conditional Restricted)

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Contact information

Main Address

Berkeley, CA

Mailing Address

548 Market Street Suite 60335, San Francisco, CA 94104

Phone number

(415) 986-5500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FORM ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 283,768,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maya J. Philipson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maya Jean Philipson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADASINA SOCIAL CAPITAL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ADASINA SOCIAL CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 6/3/2005

Series 7

Date: 6/1/2005

Current Firm

ADASINA SOCIAL CAPITAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADASINA SOCIAL CAPITAL

TRUST BUT VERIFY

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