William M. Lauchung-nacarino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Martin Lauchung-nacarino, who also goes by William Lauchung-nacarino, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2005. William had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2011 - December 31, 2019
GOLDEN HARVEST CAPITAL MANAGEMENT, LLC
June 19, 2007 - January 6, 2009
TD AMERITRADE, INC.
June 19, 2007 - January 6, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 19, 2007 - January 6, 2009
TD AMERITRADE, INC.
February 6, 2007 - March 7, 2007
UBS FINANCIAL SERVICES INC.
February 6, 2007 - March 7, 2007
UBS FINANCIAL SERVICES INC.
July 22, 2005 - June 6, 2006
MORGAN STANLEY DW INC.
May 3, 2005 - June 6, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
GOLDEN HARVEST CAPITAL MANAGEMENT, LLC
CRD#: 155490 / SEC#:
Contact information
Red Flags
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