David Vail
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Vail was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2005. David had worked at 5 firms and has passed the SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2012 - August 10, 2012
GETCO SECURITIES, LLC
July 2, 2012 - May 31, 2016
VIRTU AMERICAS LLC
January 3, 2010 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
December 1, 2008 - January 4, 2011
KELLOGG CAPITAL MARKETS, LLC
June 27, 2005 - November 28, 2008
KELLOGG CAPITAL GROUP LLC
May 31, 2005 - June 27, 2005
KELLOGG CAPITAL MARKETS, LLC
March 9, 2005 - May 31, 2005
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 2/26/2009
NYSE Trading Assistant ExaminationCurrent Firm
GETCO SECURITIES, LLC
CRD#: 151233 / SEC#: , 8-68352
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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