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Thomas Joseph Facchine

CRD# 1852754·Registered 2000 - 2025
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Joseph Facchine, who also goes by Thomas J Facchine, Thomas Facchine, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2000 - 2025. Thomas had worked at 13 firms and has passed the Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 14A and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas J Facchine, Thomas Facchine

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

ONE GROWTH SECURITIES LLC·CRD# 310890
BD
New York , NY
December 14, 2023 - August 12, 2025
DRIVEWEALTH, LLC·CRD# 165429
BD
New York, NY
April 18, 2022 - October 2, 2025
DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
April 18, 2022 - October 2, 2025
SUMMIT SECURITIES GROUP LLC·CRD# 159283
BD
New York, NY
May 19, 2020 - March 23, 2022
CLEAR STREET LLC·CRD# 288933
BD
New York, NY
May 19, 2020 - March 23, 2022
SAGETRADER, LLC·CRD# 137862
BD
San Francisco, CA
February 1, 2019 - May 18, 2020
GTS SECURITIES LLC·CRD# 149224
BD
New York, NY
April 15, 2016 - June 30, 2017
VIRTU AMERICAS LLC·CRD# 149823
BD
New York, NY
July 1, 2013 - November 6, 2015
OCTEG, LLC·CRD# 117429
BD
New York, NY
January 3, 2012 - June 11, 2014
GETCO EXECUTION SERVICES LLC·CRD# 145021
BD
New York, NY
January 3, 2012 - June 11, 2014
GETCO SECURITIES, LLC·CRD# 151233
BD
New York, NY
March 8, 2010 - September 26, 2013
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
January 25, 2010 - March 12, 2010
LABRANCHE & CO. LLC·CRD# 32661
BD
New York, NY
March 10, 2000 - January 27, 2010

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Current Firm

OG
ONE GROWTH SECURITIES LLC

DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC

CRD#: 310890 / SEC#: 8-70641
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810

Mailing Address

3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810

Phone Number

(646) 389-9802

Established

New Jersey since 12/18/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ONE GROWTH PORTFOLIO LLCSOLE MEMBER—
ANDERSON, DIMPLECHIEF EXECUTIVE OFFICER5325435
COREY, WILLIAM JAMESCHIEF COMPLIANCE OFFICER6024760
FORTINO, ANGELINAFINOP, PFO, POO6869135

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2010

Series 7 — General Securities Representative Examination

Passed Jun 1988About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 14A — Compliance Official Specialist Exam

Passed Nov 2011

Series 24 — General Securities Principal Examination

Passed Oct 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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