Amadi R. Nze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amadi Ramon Nze, CIMA®, who also goes by Amadi R Nze, Amadi Nze, was a registered financial professional .
Amadi is a previously registered financial professional and started their career in finance in 2010. Amadi had worked at 7 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2023 - January 9, 2026
BRIGHTHOUSE SECURITIES, LLC
September 2, 2021 - April 12, 2023
GOLDMAN SACHS & CO. LLC
February 24, 2016 - March 24, 2016
NORTHERN LIGHTS DISTRIBUTORS, LLC
May 24, 2011 - April 24, 2015
MORGAN STANLEY
May 24, 2011 - April 24, 2015
MORGAN STANLEY
March 1, 2011 - April 26, 2011
RBC ROCHDALE, LLC
March 1, 2011 - April 26, 2011
CNR SECURITIES, LLC
September 22, 2010 - January 18, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2010 - January 18, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 2010 - May 21, 2010
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
