Nicholas A. Petrovich
Professional summary
Nicholas Adam Petrovich, who also goes by Nick Petrovich, is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2006. Nicholas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Adam Petrovich's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2022 - Present
PARALEL DISTRIBUTORS
Office #1: 645 Fifth Avenue Suite 1201, New York, NY 10022June 21, 2016 - September 30, 2022
ALPS DISTRIBUTORS, INC.
June 1, 2009 - July 29, 2014
MORGAN STANLEY
June 1, 2009 - July 29, 2014
MORGAN STANLEY
September 11, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 4, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2022)
(11/7/2022)
(10/26/2022)
(10/19/2022)
(10/18/2022)
(10/19/2022)
(10/18/2022)
(11/9/2022)
(10/31/2022)
(10/19/2022)
(10/20/2022)
(10/27/2022)
(10/18/2022)
(10/18/2022)
(10/20/2022)
(10/20/2022)
(10/18/2022)
(10/19/2022)
(10/19/2022)
(10/20/2022)
(10/20/2022)
(10/18/2022)
(10/20/2022)
(10/21/2022)
(10/24/2022)
(10/18/2022)
(10/20/2022)
(10/18/2022)
(11/2/2022)
(10/24/2022)
(10/19/2022)
(10/20/2022)
(10/23/2022)
(10/19/2022)
(10/24/2022)
(10/18/2022)
(10/19/2022)
(10/21/2022)
(10/19/2022)
(10/24/2022)
(10/24/2022)
(10/20/2022)
(10/19/2022)
(10/19/2022)
(10/18/2022)
(10/18/2022)
(10/19/2022)
(10/31/2022)
(10/18/2022)
(10/20/2022)
(10/24/2022)
(10/20/2022)
Exams
FINRA
Current Firm
PARALEL DISTRIBUTORS
CRD#: 316115 / SEC#: , 8-70771
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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