David R. Schawel
Professional summary
David Randall Schawel, who also goes by Dave Schawel, is a registered financial advisor currently at FAMILY MANAGE LLC located in Cary, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. David has worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Randall Schawel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2020 - Present
FAMILY MANAGE LLC
October 15, 2015 - December 12, 2017
NEW RIVER INVESTMENTS
Primary Firm SEC Registration
FAMILY MANAGE LLC
CRD#: 104951 / SEC#: 801-35943
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2020)
Exams
Current Firm
FAMILY MANAGE LLC
CRD#: 104951 / SEC#: 801-35943
Contact information
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,166 |
| AUM (Assets Under Management) | $ 4,404,570,486 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/20/2025 | ||
| 02/20/2025 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
