Benjamin J. Gerth
Professional summary
Benjamin Joseph Gerth is a registered financial professional currently at THE BANK STREET GROUP L.L.C. located in Stamford, Connecticut.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Joseph Gerth's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2024 - Present
THE BANK STREET GROUP L.L.C.
Office #1: 333 Ludlow Street 3rd Floor, South Tower, Stamford, CT, 06902May 6, 2021 - June 17, 2022
CREDIT SUISSE SECURITIES (USA) LLC
November 21, 2017 - April 21, 2021
TD SECURITIES (USA) LLC
June 2, 2015 - December 1, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 5, 2014 - October 21, 2014
DEUTSCHE BANK SECURITIES INC.
May 3, 2011 - August 25, 2014
MUFG AMERICAS CORPORATE ADVISORY, INC.
November 17, 2010 - April 21, 2011
BMO CAPITAL MARKETS CORP.
April 12, 2010 - November 26, 2010
MUFG SECURITIES AMERICAS INC.
January 23, 2008 - August 24, 2009
MUFG SECURITIES AMERICAS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2024)
(2/4/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THE BANK STREET GROUP L.L.C.
CRD#: 116269 / SEC#: , 8-53542
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANK STREET HOLDINGS LLC | HOLDING COMPANY OF MEMBERSHIP INTERESTS | |
| BECKETT, JON PETER | MANAGING DIRECTOR | 1888149 |
| BURNAT, ROBERT MARK | FINANCIAL & OPERATIONS PRINCIPAL | 1262266 |
| HENRY, JAMES HOWLAND | SENIOR MANAGING DIRECTOR/CFO | 2449629 |
| LUKAJ, RICHARD STEELE | SENIOR MANAGING DIRECTOR/CEO/CCO/AMLCO | 2555602 |
Red Flags
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