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PL

Peter R. Locilento

Some features on this profile are disabled
CRD#: 4926911
PL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Ryan Locilento, who also goes by P Ryan Locilento, P. Ryan Locilento, Peter Ryan Locilento, Ryan Locilento, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2005. Peter had worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

P Ryan Locilento | P. Ryan Locilento | Peter Ryan Locilento | Ryan Locilento

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 10, 2023 - March 9, 2026

THIRD SEVEN CAPITAL LLC

BD
CRD#: 160209
Wall, NJ
Past

September 14, 2021 - January 13, 2022

EDWARD JONES

RIA
CRD#: 250
Haddon Township, NJ
Past

September 13, 2021 - January 13, 2022

EDWARD JONES

BD
CRD#: 250
Haddon Township, NJ
Past

July 15, 2021 - September 8, 2021

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
NEW CASTLE, DE
Past

May 12, 2021 - September 8, 2021

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
NEW CASTLE, DE
Past

March 18, 2015 - August 19, 2020

FS INVESTMENT SOLUTIONS, LLC

BD
CRD#: 145244
PHILADELPHIA, PA
Past

December 12, 2007 - February 24, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA
CRD#: 145
RADNOR, PA
Past

December 11, 2007 - July 14, 2014

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

March 2, 2006 - July 3, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
EGG HARBOR TOWNSHIP, NJ
Past

March 2, 2006 - July 3, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
EGG HARBOR TOWNSHIP, NJ
Past

June 3, 2005 - February 27, 2006

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
NORTHFIELD, NJ
Past

May 13, 2005 - February 27, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
NORTHFIELD, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/13/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/2/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 6/21/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/12/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/30/2018
General Securities Principal Examination

Current Firm

TS
THIRD SEVEN CAPITAL LLC
THIRD SEVEN CAPITAL ADVISORS | THIRD SEVEN CAPITAL, LLC | THIRD SEVEN CAPITAL LLC

CRD#: 160209 / SEC#: , 8-69032

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
67 Holly Hill Lane Suite 8500, New York, NY 10022
Mailing Address
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830
Phone number
(917) 602-6153
Established
Delaware since 07/06/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THIRD SEVEN GROUP LLCHOLDING COMPANY
DIFIORE, MONICA LISACCO2966552
LEDGER, NICHOLAS MARKCEO/CFO6779287
SAKOL, DANIEL SCOTTFIN OP2813237

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THIRD SEVEN CAPITAL LLC

CRD#: 160209

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