Christy R. Lee

MILLENNIUM ADVISORS

Charlotte, NC 28277

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CRD#: 4926666

Professional summary

Christy Ross Lee, who also goes by Christy Denise Ross, is a registered financial professional currently at MILLENNIUM ADVISORS, LLC located in Charlotte, North Carolina.

Christy is registered as a RR (Registered Representative) and started their career in finance in 2005. Christy has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christy Denise Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christy Ross Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2020 - Present

MILLENNIUM ADVISORS, LLC

Office #1: 11605 N Community House Dr Suite 550, Charlotte, NC 28277

CRD#: 151236

Charlotte, NC

Past

June 19, 2018 - September 27, 2019

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

NEW YORK, NY

Past

May 24, 2018 - June 12, 2020

NUVEEN SECURITIES, LLC

CRD#: 469

CHARLOTTE, NC

Past

October 17, 2014 - April 5, 2017

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

CHARLOTTE, NC

Past

February 1, 2012 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

July 25, 2005 - April 9, 2007

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

July 25, 2005 - January 6, 2012

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(4/6/2021)

Exams

State Security Law Exam

Series 63

Date: 4/2/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 7/23/2005

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

MILLENNIUM ADVISORS, LLC

CRD#: 151236 / SEC#: , 8-68349

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

11605 N Community House Dr Suite 550, Charlotte, NC 28277

Mailing Address

11605 N Community House Dr. Suite 550, Charlotte, NC 28277

Phone number

(980) 213-2300

Established

North Carolina since 06/29/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MILLENNIUM CONSOLIDATED HOLDINGS LLC	OWNER
BROWN, DOUGLAS BENEDICT	CCO, AML SUPERVISOR	5063686
CHAPPELLE, DAVID WALTER	MEMBER, GENERAL PRINCIPAL
DEMODNA, JOSEPH CHARLES	PRINCIPAL OPERATIONS OFFICER	5156407
HEALY, MICHAEL GEORGE	CHIEF EXECUTIVE OFFICER	3011582
LEE, CHRISTY ROSS	CFO, FINOP, PRINCIPAL FINANCIAL OFFICER	4926666

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Christy R. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christy Ross Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

TEACHERS PERSONAL INVESTORS SERVICES, INC.

NUVEEN SECURITIES, LLC

TEACHERS PERSONAL INVESTORS SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TRUIST SECURITIES, INC.

TRUIST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/2/2021

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2007

Series 27

Date: 7/23/2005

FINRA

Current Firm

MILLENNIUM ADVISORS, LLC

Contact information

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MILLENNIUM ADVISORS, LLC

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