DD
Dennis J. Dane
CETERA INVESTMENT ADVISERS LLC
NEW HOPE, MN 55427
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CRD#: 4926478
DD
Professional summary
Dennis John Dane, who also goes by Dennis J Dane, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Hope, Minnesota.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dennis has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis J Dane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DANE TAX SOLUTIONS, LLC POSITION: Manager NATURE: My full-service CPA Firm for tax preparation, tax planning, filing sales tax returns, bookkeeping services, and payroll processing.Market Advantax services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/18/2010 ADDRESS: 3701 Winnetka Avenue North, New Hope MN 55427, United States DESCRIPTION: Prepare tax returns Review tax returns Perform Bookkeeping Meet with clients Process payrolls Market Advantax services 2) DS PROPERTIES L.L.C. POSITION: Manager NATURE: Rental building that I own and rent to my CPA Firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/30/2017 ADDRESS: 3701 Winnetka Avenue North, New Hope MN 55427, United States DESCRIPTION: I maintain the building and pay all bills related to the building. 3) RENTAL PROPERTY POSITION: Owner NATURE: Townhouse my wife and I own the property and rent it out. We are paid monthly via lease agreement. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2007 ADDRESS: 5360 Dawnview Terrace, Golden Valley MN 55422, United States DESCRIPTION: Renew leases, file for rental license, maintain property, and pay property taxes. 4) OAK GROVE CHURCH POSITION: Trustee NATURE: To make disciples of all nations by LOVING GOD, LOVING FAMILY and LOVING OTHERS so that many will come to faith in Jesus and become His humble and obedient followers.To fulfill the Great Commission in Golden Valley, surrounding communities and the world by sharing the Gospel and by planting churches.?Supporting missionaries around the world.Supporting children's programming on Wednesday nights.Support those in need that attend Oak Grove Church. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2022 ADDRESS: 5920 Golden Valley Rd, Golden Valley MN 55422, United States DESCRIPTION: I volunteer at my church as a trustee. I reconcile their bank statements. I also count offerings. Attend monthly trustee meetings. Assist in forming a budget. Help with spring and fall clean ups for property. 5) MINNESOTA SECURITY CONSORTIUM POSITION: Tax Preparer/CPA NATURE: This business consults with other government agencies related to cyber security. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2023 ADDRESS: 80 South Eight Street, Suite 900, Minneapolis MN 55402, United States DESCRIPTION: I prepare the tax returns for this business. I meet with the Board of Directors to discuss the financials with them. I am also a check signor in case something happens to the Chair of the Board.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis John Dane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3701 Winnetka Ave. N, New Hope, MN 55427RIA
CRD#: 105644
NEW HOPE, MN
Past
January 14, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
New Hope, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(9/5/2025)
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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