Sherri P. Lancaster
Professional summary
Sherri P Lancaster, who also goes by Sherri Patrice Lancaster, Sherri Patrice Tate, Sheryl Patrice Tate, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in New York, New York.
Sherri is registered as a RR (Registered Representative) and started their career in finance in 2006. Sherri has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sherri P Lancaster's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 149 Spring Street Floor 4, New York, NY 10012February 4, 2013 - July 8, 2024
TRIAD ADVISORS LLC
August 16, 2012 - February 6, 2013
OSAIC WEALTH, INC.
May 31, 2012 - February 6, 2013
OSAIC WEALTH, INC.
September 28, 2010 - November 29, 2011
FIDELITY BROKERAGE SERVICES LLC
May 25, 2010 - August 27, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
February 3, 2009 - August 27, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
August 1, 2006 - November 10, 2008
WELLS INVESTMENT SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2024)
(9/23/2024)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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