Benjamin W. Pahl

MONEY CONCEPTS CAPITAL CORP

Libertyville, IL 60048

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CRD#: 4926130

Professional summary

Benjamin William Pahl, who also goes by Benjamin Pahl, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Libertyville, Illinois and LIBERTY ONE INVESTMENT MANAGEMENT located in Trevor, Wisconsin.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Benjamin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin Pahl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. The Tranel Financial Group - Financial Advisor 2. 818 Capital Group, LLC; Employee since January 2005. Customer Service/Payroll Company, 3Hours a month during securities trading hours. 3. Liberty One Investment Management, LLC, LOIM is a Registered Investment Adviser (RIA) Firm - President, Investment Advisor, Committee Member. Tasked with setting direction and executing Liberty One business plan. Investment committee member. Works alongside various employees of Liberty One in a coaching, managing, and leadership capacity. 80% of Ben's time is spent fulfilling his Liberty One responsibilities. 4. Independent Insurance Agent which may Include Equity Indexed Annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin William Pahl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Benjamin William Pahl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2005 - Present

MONEY CONCEPTS CAPITAL CORP

Office #1: 1509 N. Milwaukee Avenue, Libertyville, IL 60048

RIA

CRD#: 12963

Libertyville, IL

Current

June 21, 2019 - Present

LIBERTY ONE INVESTMENT MANAGEMENT

RIA

CRD#: 304290

Trevor, WI

Current

September 22, 2025 - Present

HARBOUR INVESTMENTS, INC.

Office #1: 1509 N Milwaukee Ave, Libertyville, IL 60048

RIA

CRD#: 19258

Libertyville, IL

Current

September 22, 2025 - Present

HARBOUR INVESTMENTS, INC.

Office #1: 1509 N Milwaukee Ave, Libertyville, IL 60048

RIA

CRD#: 19258

Libertyville, IL

Past

May 30, 2005 - May 30, 2005

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

LIBERTYVILLE, IL

Past

May 3, 2005 - September 25, 2025

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

LIBERTYVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOUR INVESTMENTS, INC.

CRD#: 19258 / SEC#: 801-29185, 8-37373

RIA

Registered Investment Advisory firm - SEC (4/10/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/22/2025)

Colorado
(9/22/2025)

Florida
(9/22/2025)

Georgia
(9/23/2025)

IAR

Illinois
(7/28/2005)

Illinois
(10/2/2025)

Indiana
(9/30/2025)

Massachusetts
(9/23/2025)

Montana
(9/24/2025)

New Hampshire
(9/22/2025)

New York
(9/22/2025)

North Carolina
(9/22/2025)

Ohio
(9/22/2025)

Pennsylvania
(9/22/2025)

South Carolina
(9/22/2025)

Tennessee
(9/22/2025)

Texas
(9/22/2025)

Washington
(9/22/2025)

IAR

Wisconsin
(10/13/2023)

Wisconsin
(9/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HARBOUR INVESTMENTS, INC.

CRD#: 19258 / SEC#: 801-29185, 8-37373

RIA

Registered Investment Advisory firm - SEC (4/10/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

575 D'onofrio Drive Suite 300, Madison, WI 53719

Mailing Address

575 D'onofrio Drive Suite 300, Madison, WI 53719

Phone number

(608) 662-6100

Established

Wisconsin since 01/22/1987

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

231

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

INVESTMENT ADVISOR BROCHURE (10/2/2025)

Direct owners and executive officers

Name	Position	CRD#
SONDEL, NICK WILLIAM	CHIEF EXECUTIVE OFFICER	1261064
DUSHEK, JAMES WALTER	VICE PRESIDENT OF OPERATIONS	4323103
HAGER, AARON MICHAEL	PRESIDENT	5017811
KOPITZKE, KYLE LEE	CO-CCO	5675560
MEDLAND, RICHARD ONEILL	CO-CCO	2748242
MEYER, RHONDA LEE	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER, FINOP	2285226
NELLES, JULIE MARIE	VP OF ADVISORY OPERATIONS & SERVICES	4771824
WIPPERFURTH, DANIEL THOMAS	VICE PRESIDENT OF ADVISOR DEVELOPMENT	4029404

Regulatory assets under management

Total Number of Accounts	38,692
AUM (Assets Under Management)	$ 7,569,614,628

Disclosures

Regulatory Event	3
Bond	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin W. Pahl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin William Pahl's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Benjamin William Pahl's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIBERTY ONE INVESTMENT MANAGEMENT

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

Primary Firm SEC Registration

HARBOUR INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2005

FINRA

Current Firm

HARBOUR INVESTMENTS, INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

HARBOUR INVESTMENTS, INC.

TRUST BUT VERIFY

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