Jason E. Farris

WALLER FINANCIAL PLANNING GROUP

COLUMBUS, OH 43221

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CRD#: 4925982

Professional summary

Jason Edward Farris, CFP® is a registered financial advisor currently at WALLER FINANCIAL PLANNING GROUP, INC. located in Columbus, Ohio.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jason has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Edward Farris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

January 30, 2012 - Present

WALLER FINANCIAL PLANNING GROUP, INC.

Office #1: 941 Chatham Lane Suite 212, Columbus, OH 43221

RIA

CRD#: 159564

COLUMBUS, OH

Past

November 17, 2008 - December 18, 2013

LPL FINANCIAL LLC

CRD#: 6413

COLUMBUS, OH

Past

April 21, 2008 - April 16, 2012

WALLER FINANCIAL PLANNING GROUP INC

RIA

CRD#: 105814

COLUMBUS, OH

Past

March 14, 2005 - November 26, 2008

OSAIC WEALTH, INC.

CRD#: 23131

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALLER FINANCIAL PLANNING GROUP, INC.

CRD#: 159564 / SEC#: 801-72938

RIA

Registered Investment Advisory firm - (1/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/30/2012)

IAR

Texas
(11/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/24/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/2005

General Securities Representative Examination

Current Firm

WALLER FINANCIAL PLANNING GROUP, INC.

CRD#: 159564 / SEC#: 801-72938

RIA

Registered Investment Advisory firm - (1/10/2012 Approved)

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Contact information

Main Address

941 Chatham Lane Suite 212, Columbus, OH 43221

Mailing Address

Phone number

(614) 457-7026

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WALLER PLANNING GROUP ADV PART 2 APPENDIX 1 (2/18/2025)

WALLER FINANCIAL PLANNING GROUP (2/18/2025)

Regulatory assets under management

Total Number of Accounts	2,013
AUM (Assets Under Management)	$ 635,334,614

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/14/2025	Cover Page	Report
10/17/2024	Cover Page	Report
09/06/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason E. Farris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Edward Farris's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALLER FINANCIAL PLANNING GROUP, INC.

LPL FINANCIAL LLC

WALLER FINANCIAL PLANNING GROUP INC

OSAIC WEALTH, INC.

Primary Firm SEC Registration

WALLER FINANCIAL PLANNING GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/24/2011

Series 7

Date: 3/11/2005

Current Firm

WALLER FINANCIAL PLANNING GROUP, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WALLER FINANCIAL PLANNING GROUP, INC.

TRUST BUT VERIFY

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