Julia Eisenstat
Professional Summary
Julia Eisenstat, who also goes by Julie Eisenstat, was a registered financial advisor. Julia was a previously registered financial professional and started their career in finance 2005 - 2026. Julia had worked at 5 firms and has passed the Series 63, SIE, Series 37, Series 38 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Julie Eisenstat
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CORMARK SECURITIES (USA) LIMITED | SPROTT SECURITIES (USA) LIMITED
Contact Information
Main Address
First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9Mailing Address
First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9Phone Number
(416) 362-7485Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)
Passed Jan 2019Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)
Passed Jun 2005Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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